Tuesday 15 July 2014

Is it legal or ethical for an accounting firm to require their CPAs to take exams to become registered investment advisers?

Is it legal or ethical for an accounting firm to require their CPAs to take exams to become registered investment advisers?
There are Federal and state laws governing this subject as there are for many other subjects.
-----------------

ADDED: If it becomes a matter of requirement for their continued employment by this particular employer, they had probably better strongly consider their options - especially in the so-called right-to-work states.

No comments:

Post a Comment